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- Subject: 90-89 -- OPINION, PRIMATE PROTECTION LEAGUE v. TULANE ED. FUND
-
- NOTICE: This opinion is subject to formal revision before publication in
- the preliminary print of the United States Reports. Readers are requested
- to notify the Reporter of Decisions, Supreme Court of the United States,
- Washington, D. C. 20543, of any typographical or other formal errors, in
- order that corrections may be made before the preliminary print goes to
- press.
- SUPREME COURT OF THE UNITED STATES
-
-
- No. 90-89
-
-
-
- INTERNATIONAL PRIMATE PROTECTION LEAGUE and its MEMBERS, et al.,
- PETITIONERS v. ADMINISTRATORS OF TULANE EDUCATIONAL FUND et al.
-
- on writ of certiorari to the united states court of appeals for the fifth
- circuit
-
- [May 20, 1991]
-
-
-
- Justice Marshall delivered the opinion of the Court.
- This case arose from an animal welfare dispute. At issue is the fate
- of certain monkeys used for medical experiments funded by the Federal
- Government. The case comes before us, however, on a narrow jurisdictional
- question: whether a suit filed in state court challenging the treatment of
- these monkeys was properly removed to the federal court by respondent
- National Institutes of Health (NIH), one of the defendants. We hold that
- removal was improper and that the case should be remanded to state court.
-
- I
- Petitioners, who are organizations and individuals seeking the humane
- treatment of animals, filed this suit in Louisiana civil district court;
- the monkeys are housed at a primate research center in that State. Three
- defendants were named and are respondents here. Respondent Institutes for
- Behavior Resources (IBR) is a private entity that owns the monkeys. {1}
- Respondent NIH now maintains custody of the monkeys, with IBR's consent.
- Respondent Administrators of the Tulane Educational Fund (Tulane) is the
- governing body for the primate research center that, in 1986, entered into
- an agreement with NIH to care for the monkeys. The suit sought to enjoin
- further experimentation on the monkeys and to obtain custody over them.
- Petitioners based their claim for this relief upon Louisiana law, including
- provisions that (1) impose criminal sanctions for cruelty to animals, La.
- Rev. Stat. Ann. MDRV 14:102.1 (1986 and Supp. 1991); (2) permit officers of
- humane societies to remove, to a "stable," animals being subjected to
- cruelty or that are "bruised, wounded, crippled, abrased, sick, or
- diseased," La. Rev. Stat. Ann. MDRV 3:2431 (1987); (3) authorize tort
- damages for "[e]very act whatever of man that causes damage to another,"
- La. Civ. Code Ann., Art. 2315 (1979 and Supp. 1991); and (4) direct courts
- to "proceed according to equity" in situations not covered by "legislation
- or custom," La. Civ. Code Ann., Art. 4 (Supp. 1991). See App. to Pet. for
- Cert. A-35 to A-37.
- Shortly after the suit was filed, NIH removed the case to federal court
- pursuant to 28 U. S. C. MDRV 1442(a)(1), which authorizes removal of state
- suits by certain federal defendants. The federal District Court then
- granted a temporary restraining order barring NIH from carrying out its
- announced plan to euthanize three of the remaining monkeys and, in the
- process, to complete some of the medical research by performing surgical
- procedures. The court extended this order beyond its 20-day limit, see
- Fed. Rule Civ. Proc. 65(b), and NIH accordingly appealed the court's action
- under 28 U. S. C. MDRV 1292(a)(1), which permits appellate review of
- preliminary injunctions.
- On appeal, NIH argued, inter alia, that petitioners were not entitled
- to the injunction because they lacked standing to seek protection of the
- monkeys. Petitioners, in turn, argued that the District Court had no
- jurisdiction over the case because 28 U. S. C. MDRV 1442(a)(1) permits only
- federal officials -- not federal agencies such as NIH -- to remove cases in
- which they are named as defendants. The Court of Appeals for the Fifth
- Circuit agreed with NIH that petitioners could not satisfy the requirements
- under Article III of the United States Constitution for standing. It also
- held that federal agencies have the power to remove cases under MDRV
- 1442(a)(1). Accordingly, the Court of Appeals vacated the injunction and
- dismissed the case. See 895 F. 2d 1056 (CA5 1990). We granted certiorari
- to resolve a conflict between the Courts of Appeals for the Fifth and Third
- Circuits on the question whether MDRV 1442(a)(1) permits removal by federal
- agencies. {2} 498 U. S. --- (1990). We conclude that it does not.
-
- II
- We confront at the outset an objection raised by NIH to our
- jurisdiction over the removal question. NIH argues that, because the Court
- of Appeals found that petitioners lack Article III standing to seek
- protection of the monkeys, petitioners also lack standing even to contest
- the removal of their suit. We believe NIH misconceives both standing
- doctrine and the scope of the lower court's standing ruling.
- Standing does not refer simply to a party's capacity to appear in
- court. Rather, standing is gauged by the specific common-law, statutory or
- constitutional claims that a party presents. "Typically, . . . the
- standing inquiry requires careful judicial examination of a complaint's
- allegations to ascertain whether the particular plaintiff is entitled to an
- adjudication of the particular claims asserted." Allen v. Wright, 468 U.
- S. 737, 752 (1984) (emphasis added). See also Fletcher, The Structure of
- Standing, 98 Yale L. J. 221, 229 (1988) (standing "should be seen as a
- question of substantive law, answerable by reference to the statutory and
- constitutional provision whose protection is invoked").
- It is well established that a party may challenge a violation of
- federal statute in federal court if it has suffered "injury that fairly can
- be traced to the challenged action of the defendant," Simon v. Eastern
- Kentucky Welfare Rights Org., 426 U. S. 26, 41 (1976), and that is "likely
- to be redressed by the requested relief." Allen v. Wright, supra, at 751.
- In the case now before us, petitioners challenge NIH's conduct as a
- violation of MDRV 1442(a)(1). Petitioners' injury is clear, for they have
- lost the right to sue in Louisiana court -- the forum of their choice.
- This injury "fairly can be traced to the challenged action of defendants,"
- since it directly results from NIH's removal of the case. And the injury
- is "likely to be redressed" if petitioners prevail on their claim because,
- if removal is found to have been improper under MDRV 1442(a)(1), the
- federal courts will lose subject matter jurisdiction and the "case shall be
- remanded." 28 U. S. C. MDRV 1447(c); see infra, at 14-16. Therefore,
- petitioners clearly have standing to challenge the removal.
- Nothing in the Court of Appeals' decision undermines this conclusion.
- The court below found that petitioners did not have standing to protest
- "disruption of their personal relationships with the monkeys," 895 F. 2d,
- at 1059, to claim "harm to their `aesthetic, conservational and
- environmental interests,' " id., at 1060, or to act as advocates for the
- monkeys' interests, id., at 1061. But at no point did the Court of Appeals
- suggest that petitioners' lack of standing to bring these claims interfered
- with their right to challenge removal. Indeed, it was only after the court
- rejected petitioners' standing to protect the monkeys {3} that it
- considered the question whether NIH's removal was proper. Id., at
- 1061-1062. NIH argues that, were we also to consider the propriety of
- removal, "the Court would be resolving the removal question in a context in
- which the court below specifically found the injury in fact necessary to
- [the concrete] adverseness [required for standing] to be lacking." Brief
- for Respondent NIH 7, n. 4. We disagree. The "adverseness" necessary to
- resolving the removal question is supplied not by petitioners' claims for
- the monkeys' protection but rather by petitioners' desire to prosecute
- their claims in state court. {4}
-
- III
-
-
- A
- Section 1442(a)(1) permits a defendant in a civil suit filed in state
- court to remove the action to a federal district court if the defendant is
- "[a]ny officer of the United States or any agency thereof, or person acting
- under him, [in a suit challenging] any act under color of such office . . .
- ." 28 U. S. C. MDRV 1442(a)(1). {5} The question before us is whether
- this provision permits agencies to remove. " `[T]he starting point in
- every case involving construction of a statute is the language itself.' "
- Watt v. Alaska, 451 U. S. 259, 265 (1981) (citation omitted). We have
- little trouble concluding that the statutory language excludes agencies
- from the removal power. To be sure, the first clause in MDRV 1442(a)(1)
- contains the words "or any agency thereof." IBR argues that those words
- designate one of two grammatical subjects in MDRV 1442(a)(1)'s opening
- clause (namely, agencies) and that the clause's other subject is "[a]ny
- officer of the United States." But such a reading is plausible only if
- this first clause is examined in isolation from the rest of MDRV
- 1442(a)(1). "We continue to recognize that context is important in the
- quest for [a] word's meaning," United States v. Bishop, 412 U. S. 346, 356
- (1973), and that "[s]tatutory construction . . . is a holistic endeavor."
- United Savings Assn. of Texas v. Timbers of Inwood Forest Associates, Ltd.,
- 484 U. S. 365, 371 (1988). We find that, when construed in the relevant
- context, the first clause of MDRV 1442(a)(1) grants removal power to only
- one grammatical subject, "[a]ny officer," which is then modified by a
- compound prepositional phrase: "of the United States or [of] any agency
- thereof."
- Several features of MDRV 1442(a)(1)'s grammar and language support this
- reading. The first is the statute's punctuation. Cf. United States v. Ron
- Pair Enterprises, Inc., 489 U. S. 235, 241 (1989) (statute's meaning is
- "mandated" by its "grammatical structure"). If the drafters of MDRV
- 1442(a)(1) had intended the phrase "or any agency thereof" to describe a
- separate category of entities endowed with removal power, they would likely
- have employed the comma consistently. That is, they would have separated
- "or any agency thereof" from the language preceding it, in the same way
- that a comma sets apart the subsequent clause, which grants additional
- removal power to persons "acting under" federal officers. Absent the
- comma, the natural reading of the clause is that it permits removal by
- anyone who is an "officer" either "of the United States" or of one of its
- agencies.
- Secondly, the language that follows "[a]ny officer of the United States
- or any agency thereof" confirms our reading of that clause. The subsequent
- grant of removal authority to any "person acting under him" makes little
- sense if the immediately preceding words -- which ought to contain the
- antecedent for "him" -- refer to an agency rather than to an individual.
- Finally, the phrase in MDRV 1442(a)(1) that limits exercise of the removal
- power to suits in which the federal defendant is challenged for "any act
- under color of such office" reads very awkwardly if the prior clauses refer
- not only to persons but to agencies. An agency would not normally be
- described as exercising authority "under color" of an "office." In sum,
- IBR's interpretation of MDRV 1442(a)(1) simply does not accord with the
- statute's language and structure.
- IBR tries to rescue its argument by invoking the well-established
- principle that each word in a statute should be given effect. See 2A N.
- Singer, Sutherland on Statutory Construction MDRV 46.06 (C. Sands 4th rev.
- ed. 1984). IBR contends that any officer of an agency is also an officer
- of the United States and therefore that the reference to "agency thereof"
- in MDRV 1442(a)(1) is redundant unless it signifies the agency itself. IBR
- notes, in support of this contention, that when Congress enacted MDRV
- 1442(a)(1) it also defined "agency" as "any department, independent
- establishment, commission, administration, authority, board or bureau of
- the United States or any corporation in which the United States has a
- proprietary interest." 28 U. S. C. MDRV 451. Since the words "of the
- United States" modify all of the entities listed in MDRV 451, IBR concludes
- that an officer of an agency is necessarily an "officer of the United
- States." Brief for Respondent IBR 16-17.
- We find this argument unpersuasive. IBR's broad definition of "officer
- of the United States" may well be favored today. Cf. Buckley v. Valeo 424
- U. S. 1, 126 (1976) (" `[O]fficer of the United States,' " as used in Art.
- II, MDRV 2, cl. 2, refers to any "appointee exercising significant
- authority pursuant to the laws of the United States"). But there is no
- evidence that this was the definition Congress had in mind in 1948, when it
- enacted MDRV 1442(a)(1) and the companion provision defining "agency."
- Indeed, in 1948 and for some time thereafter, the relationship between
- certain independent agencies and the "Government of the United States" was
- often disputed. See, e. g., Pierce v. United States, 314 U. S. 306 (1941)
- (holding that an officer or employee of the Tennessee Valley Authority was
- not "an officer or employee acting under the authority of the United
- States, or any Department, or any officer of the Government thereof" within
- the meaning of a criminal statute first enacted in 1884); see also
- Rainwater v. United States 356 U. S. 590 (1958) (resolving a conflict among
- the courts of appeals and finding that a claim against the Commodity Credit
- Corporation was a claim "against the Government of the United States, or
- any department or officer thereof," within the meaning of the False Claims
- Act); United States v. McNinch, 356 U. S. 595 (1958) (overturning the
- Fourth Circuit's decision that the Federal Housing Administration was not
- covered by the same provisions of the False Claims Act). Given the
- uncertain status of these independent federal entities, Congress may well
- have believed that federal courts would not treat every "officer of . . .
- a[n] agency" as an "officer of the United States." Thus, the most likely
- explanation for Congress' insertion of the "any officer of . . . any agency
- thereof" language is that Congress sought to eliminate any doubt that
- officers of the Tennessee Valley Authority and like entities possessed the
- same removal authority as other "officer[s] of the United States." See
- Cannon v. University of Chicago, 441 U. S. 677, 698-699 (1979) ("evaluation
- of congressional action . . . must take into account its contemporary legal
- context"). In any event, this reading of the "any agency thereof" language
- gives full effect to all of MDRV 1442(a)(1)'s terms while avoiding the
- grammatical and linguistic anomalies produced by IBR's interpretation.
-
- B
- Respondent NIH finds an alternative basis for agency removal power in
- the subsequent clause of MDRV 1442(a)(1) that grants removal authority to
- any "person acting under him." In NIH's view, since the word "him" refers
- to an officer of the United States, an agency would be a "person acting
- under him" because each agency is administered or directed by such an
- officer. This is a rather tortured reading of the language. We doubt
- that, if Congress intended to give removal authority to agencies, it would
- have expressed this intent so obliquely, referring to agencies merely as
- entities "acting under" the agency heads.
- NIH faces an additional hurdle, moreover, in arguing that the word
- "person" in the phrase "person under him" should refer to an agency. As we
- have often noted, "in common usage, the term `person' does not include the
- sovereign, [and] statutes employing the [word] are ordinarily construed to
- exclude it." Will v. Michigan Dept. of State Police, 491 U. S. 58, 64
- (1989) (citation omitted; internal quotes omitted; brackets in original);
- see also id., at 73 (Brennan, J., dissenting). This Court has been
- especially reluctant to read "person" to mean the sovereign where, as here,
- such a reading is "decidedly awkward." Id., at 64.
- Nevertheless, "there is no hard and fast rule of exclusion" of the
- sovereign, United States v. Cooper Corp., 312 U. S. 600, 604-605 (1941),
- and our conventional reading of "person" may therefore be disregarded if
- "[t]he purpose, the subject matter, the context, the legislative history,
- [or] the executive interpretation of the statute . . . indicate an intent,
- by the use of the term, to bring state or nation within the scope of the
- law." Id., at 605 (footnote omitted). In the present case, NIH argues
- that Congress' intent to include federal agencies within the term "person"
- in MDRV 1442(a)(1) can be inferred from contemporary changes that Congress
- made in the federal administrative structure.
- During the 15 years prior to enactment of MDRV 1442(a)(1) in 1948,
- Congress created several independent agencies that it authorized to "sue
- and be sued" in their own names in both state and federal courts. In NIH's
- view, these selective waivers of sovereign immunity gave Congress a reason
- to extend the removal authority to include agencies. Thus, NIH argues, the
- word "person" in the removal statute should be read as referring to such
- agencies. Although none of these early "sue and be sued" statutes involved
- major departments of the Federal Government, {6} we agree that those laws
- could have prompted Congress to change its removal policy. However, we
- find no persuasive evidence that Congress actually made such a change when
- it revised the removal statute in 1948. NIH concedes that each of the nine
- preceding versions of the removal statute, extending as far back as 1815,
- limited the removal authority to some subset of federal officers. See
- Brief for Respondent NIH 21-23, and n. 18; see also Willingham v. Morgan,
- 395 U. S. 402, 405-406 (1969). In revising this removal provision to its
- present text, the House Committee Report offered only this comment to
- explain the change: "The revised subsection . . . is extended to apply to
- all officers and employees of the United States or any agency thereof.
- [The predecessor provision] was limited to revenue officers engaged in the
- enforcement of the criminal or revenue laws." H. R. Rep. No. 308, 80th
- Cong., 1st Sess., A134 (1947). This is the only legislative history on the
- 1948 revision and, as even NIH admits, it does not express a clear purpose
- to extend the removal power to agencies. See Brief for Respondent NIH 21.
- At best, the report language could be described as ambiguous on this point.
- Thus, the evidence that Congress intended to give agencies removal power is
- insufficient to overcome both the presumption against designating the
- sovereign with the word "person" and the awkwardness of referring to an
- agency as a "person acting under him." Accord, Mesa v. California, 489 U.
- S. 121, 136 (1989) ("[s]ection 1442(a) . . . seek[s] to do nothing more
- than grant district court jurisdiction over cases in which a federal
- officer is a defendant").
-
- C
- NIH argues, finally, that even if a literal reading of MDRV 1442(a)(1)
- would exclude agencies from the removal power, we should reject that
- construction because it produces absurd results. See, e. g., Public
- Citizen v. Department of Justice, 491 U. S. 440, 454 (1989) (court can look
- beyond statutory language when plain meaning would "compel an odd result").
- NIH points out that if agencies are denied removal power the removability
- of the present lawsuit would turn on the mere technicality of whether
- petitioners named NIH or only individual officers of NIH as defendants.
- We think Congress could rationally have made such a distinction. As we
- have already noted, for more than 100 years prior to 1948, Congress
- expressly limited whatever removal power it conferred upon federal
- defendants to individual officers. NIH does not suggest that any of these
- earlier statutes produced absurd results; indeed, it acknowledges that,
- "[i]n drafting these removal provisions, Congress referred to federal
- officers because they, and not federal agencies, were the ones being sued
- in state courts." Brief for Respondent NIH 23. The reason agencies were
- not being sued, of course, was that Congress had not consented to such
- suits and the agencies were therefore shielded by sovereign immunity. See,
- e. g., Larson v. Domestic & Foreign Commerce Corp., 337 U. S. 682, 693
- (1949) ("suit to enjoin [federal action] may not be brought unless the
- sovereign has consented"); S. Breyer & R. Stewart, Administrative Law and
- Regulatory Policy 1018 (2d ed. 1985) (same). That fact, however, would not
- have prevented a plaintiff from erroneously naming -- as NIH argues that
- petitioners have erroneously named -- an agency as a defendant in state
- court. The first nine incarnations of the federal officer removal statute
- clearly reflect Congress' belief that state courts could be trusted to
- dismiss the agency as defendant. The determination of an agency's
- immunity, in other words, was sufficiently straightforward that a state
- court, even if hostile to the federal interest, would be unlikely to
- disregard the law. Thus, agencies would not need the protection of federal
- removal.
- By contrast, the question of the immunity of federal officers who were
- named as defendants was much more complicated. Such immunity hinged on
- "the crucial question . . . whether the relief sought in a suit nominally
- addressed to the officer [was] relief against the sovereign." Larson v.
- Domestic & Foreign Commerce Corp., 337 U. S., at 687 (footnote omitted).
- Often this question was resolved by examining whether an officer's
- challenged actions exceeded the powers the sovereign had delegated to him.
- See id., at 689-690. Determining whether a federal officer had acted ultra
- vires was fraught with difficulty and subject to considerable manipulation.
- See Jaffe, Suits Against Governments and Officers: Sovereign Immunity, 77
- Harv. L. Rev. 1, 20 (1963) ("The question always has been which suits
- against officers will be allowed and which will not be"); id., at 29-39
- (discussing seeming inconsistencies in this Court's resolution of the
- question); see also Davis, Suing the Government By Falsely Pretending to
- Sue an Officer, 29 U. Chi. L. Rev. 435 (1962). Given these complexities,
- we think Congress could rationally decide that individual officers, but not
- agencies, needed the protection of a federal forum in which to raise their
- federal defenses. See Willingham v. Morgan, 395 U. S., at 405 ("Obviously,
- the removal provision was an attempt to protect federal officers from
- interference by hostile state courts").
- The situation in the present case is no different from what would have
- obtained under the pre-1948 statutes. NIH's defense in this case is
- precisely that it is not amenable to suit in state court by reason of
- sovereign immunity. {7} As noted, there is nothing irrational in Congress'
- determination that adjudication of that defense may be safely entrusted to
- a state judge. The only question remaining, then, is whether the
- distinction Congress initially drew between agencies and officers continued
- to be rational in 1948, when Congress revised the removal statute.
- Although by then Congress had waived the immunity to suit of several
- independent agencies, {8} see supra, at 10, and n. 6, we find no fatal
- inconsistency in Congress' determination that these few agencies' other
- federal defenses (i. e., those aside from immunity) could be adjudicated in
- state courts. A crucial reason for treating federal officers differently
- remained: because of the manipulable complexities involved in determining
- their immunity, federal officers needed the protection of a federal forum.
- See Willingham v. Morgan, supra, at 407 ("[O]ne of the most important
- reasons for removal is to have the validity of the defense of official
- immunity tried in a federal court"); see also Arizona v. Manypenny, 451 U.
- S. 232, 242 (1981). Accordingly, we see no reason to discard our reading
- of the current removal statute, which excludes agencies from this power.
-
- IV
- Having concluded that NIH lacked authority to remove petitioners' suit
- to federal court, we must determine whether the case should be remanded to
- state court. Section 1447(c) of Title 28 provides that, "[i]f at any time
- before final judgment it appears that the district court lacks subject
- matter jurisdiction [over a case removed from state court], the case shall
- be remanded." Since the district court had no original jurisdiction over
- this case, see n. 4, supra, a finding that removal was improper deprives
- that court of subject matter jurisdiction and obliges a remand under the
- terms of MDRV 1447(c). See, e. g., Brewer v. Department of Housing and
- Urban Development, 508 F. Supp. 72, 74 (SD Ohio 1980).
- Notwithstanding the clear requirements of MDRV 1447(c), NIH asks us to
- affirm the Court of Appeals' dismissal of this suit on the ground that a
- remand of petitioners' claims to Louisiana court would be futile. NIH
- reasons that it is an indispensable party to the suit and thus that
- petitioners will be required, on remand, to retain NIH as a defendant (in
- which case the suit will have to be dismissed, since NIH cannot be sued in
- state court) or to substitute an NIH official as defendant (who presumably
- will then remove the case pursuant to MDRV 1442(a)(1)). Alternatively, NIH
- argues that even if the suit can proceed without an NIH defendant, Tulane
- will be able to remove the case under MDRV 1442(a)(1) since, in caring for
- the monkeys, Tulane is a "person acting under" an NIH officer. See Tr. of
- Oral Arg. 30, 33. Obviously, if any of these events is certain to occur, a
- remand would be futile.
- NIH finds authority for a futility exception to the rule of remand in
- Maine Assn. of Interdependent Neighborhoods v. Commissioner, Maine Dept. of
- Human Services, 876 F. 2d 1051 (CA1 1989) (hereinafter M. A. I. N.). See
- Tr. of Oral Arg. 39. We believe NIH's reliance on M. A. I. N. is
- misplaced. In that case, the plaintiff in a suit that had been removed
- under MDRV 1441(b) was found to lack Article III standing. {9} The
- District Court invoked futility to justify dismissing rather than remanding
- the case, but the court was overruled by the First Circuit, which did
- remand the case to state court. Given the factual similarities between M.
- A. I. N. and the case now before us, we find that the result in M. A. I. N.
- supports our view that a remand is required here.
- The purported grounds for the futility of a remand in M. A. I. N. were
- (1) the plaintiff's lack of standing, (2) the state Commissioner's declared
- intent to remove the case (following remand) in his capacity as a "person
- acting under" the Secretary of Health and Human Services (HHS), and (3) the
- ability of the Secretary of HHS (a third-party defendant) also to effect
- removal, as an "officer of the United States." The First Circuit concluded
- that none of these anticipated barriers to suit in state court was
- sufficiently certain to render a remand futile. To begin with, plaintiff's
- lack of Article III standing would not necessarily defeat its standing in
- state court. Secondly, plaintiff's suit challenged an action by the state
- Commissioner that was not necessarily an "act under color of [federal]
- office," a prerequisite to the exercise of removal power under MDRV
- 1442(a)(1). Finally, the First Circuit doubted whether the Secretary of
- HHS would be an indispensable party in state court. Id., at 1054-1055.
- Similar uncertainties in the case before us preclude a finding that a
- remand would be futile. Whether NIH is correct in arguing that either it
- or one of its officers will be deemed an indispensable party in state court
- turns on a question of Louisiana law, and we decline to speculate on the
- proper result. Similarly, whether Tulane will be able to remove the
- remanded case requires a determination whether it is a "person acting
- under" the Director of NIH within the meaning of MDRV 1442(a)(1). This
- mixed question of law and fact should not be resolved in the first instance
- by this Court, least of all without an appropriate record. We also take
- note, as did the First Circuit, of "the literal words of MDRV 1447(c),
- which, on their face, give . . . no discretion to dismiss rather than
- remand an action." Id., at 1054. The statute declares that, where subject
- matter jurisdiction is lacking, the removed case "shall be remanded." 28
- U. S. C. MDRV 1447(c) (emphasis added). We therefore reverse the decision
- of the Court of Appeals and remand the case to the District Court with
- instructions that the case be remanded to the Civil District Court for the
- Parish of Orleans, Louisiana.
- It is so ordered.
-
-
- Justice Scalia took no part in the decision of this case.
-
-
-
-
-
-
-
- ------------------------------------------------------------------------------
- 1
- IBR conducted the original research on these monkeys, testing their
- ability to regain use of their limbs after certain nerves had been severed.
- This research was carried out with NIH funds at IBR's facilities in Silver
- Spring, Maryland. In 1981, however, Maryland police seized the monkeys and
- arrested the scientist supervising the research on charges of cruelty to
- animals in violation of state law. While those charges were pending, a
- Maryland court gave NIH temporary custody of the monkeys. That arrangement
- continues to this day, although the state's charges have been resolved in
- the scientist's favor and the Maryland court's custody order has expired.
- After the Maryland prosecution had terminated, NIH moved the monkeys to
- Louisiana. See 895 F. 2d 1056, 1057-1958, and n. 2 (CA5 1990).
-
- 2
- See Lovell Manufacturing v. Export-Import Bank of the United States,
- 843 F. 2d 725, 733 (CA3 1988) (only federal officers, not agencies, may
- remove cases under MDRV 1442(a)(1)).
-
- 3
- The question whether the Court of Appeals erred in applying Article
- III's standing requirements to these claims is not before us. See n. 4,
- infra.
-
- 4
- Nor does the Court of Appeals' decision that petitioners lack Article
- III standing to protect the monkeys render the dispute surrounding NIH's
- removal moot. If removal was improper, the case must be remanded to state
- court, where the requirements of Article III plainly will not apply.
- Our grant of certiorari did not extend to the Court of Appeals'
- determination that petitioners lacked standing to protect the monkeys. We
- therefore leave open the question whether a federal court in a MDRV
- 1442(a)(1) removal case may require plaintiffs to meet Article III's
- standing requirements with respect to the state-law claims over which the
- federal court exercises pendent jurisdiction. See Mesa v. California, 489
- U. S. 121, 136 (1989) (basis for removal jurisdiction under MDRV 1442(a)(1)
- is the federal officer's substantive defense that "arises under" federal
- law). See also Arizona v. Manypenny, 451 U. S. 232, 242 (1981)
- ("[I]nvocation of removal jurisdiction by a federal officer . . . is a
- purely derivative form of jurisdiction, neither enlarging nor contracting
- the rights of the parties" (footnote omitted)); id., at 242, n. 17 ("This
- principle of derivative jurisdiction is instructive where, as here,
- relevant state-court jurisdiction is found to exist and the question is
- whether the federal court in effect loses such jurisdiction as a result of
- removal").
-
- 5
- Section 1442(a) reads in pertinent part:
- "(a) A civil action or criminal prosecution commenced in a State court
- against any of the following persons may be removed by them to the district
- court of the United States for the district and division embracing the
- place wherein it is pending:
- "(1) Any officer of the United States or any agency thereof, or person
- acting under him, for any act under color of such office or on account of
- any right, title or authority claimed under any Act of Congress for the
- apprehension or punishment of criminals or the collection of the revenue."
-
- 6
- Agencies that could sue and be sued in state court included the Federal
- Crop Insurance Corporation, 52 Stat. 72, 73 (1938); the Farmers Home
- Corporation, 50 Stat. 522, 527 (1937); and the Reconstruction Finance
- Corporation, 47 Stat. 5, 6 (1932).
-
- 7
- We disregard NIH's other defense that petitioners lack Article III
- standing. That defense could not be raised in state court, and thus the
- removal statute is not concerned with its protection. Cf. Mesa v.
- California, 489 U. S. 121 (1989).
-
- 8
- See, e. g., FHA v. Burr, 309 U. S. 242, 245 (1940) (agencies authorized
- to "sue and be sued" are presumed to have fully waived immunity unless, as
- to particular types of suits, there is clearly a contrary legislative
- intent).
-
- 9
- Because the case in M. A. I. N. was removed to federal court pursuant
- to MDRV 1441(b) (original jurisdiction removal) rather than MDRV 1442(a)(1)
- (federal officer removal), the application of constitutional standing
- requirements was appropriate. Cf. n. 4, supra.
-